Monday, June 18, 2018

DEADLINES FOR LODR COMPLIANCES UNDER NSE / BSE LISTING AGREMENT IN JULY 2018


DEADLINES FOR LODR COMPLIANCES UNDER NSE / BSE LISTING AGREMENT IN JULY 2018

COMPLIANCE CALENDAR FOR LISTED COMPANIES

Under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015


Practicing Company Secretary, R V Seckar, 09848915177 rvsekar2007@gmail.com,



Regulation Reference
Period Covered
Last date of filing
Mode of filing at NSE
Mode of filing at BSE

Reg. 27(2)(a):Corporate Governance Report Quarterly Compliance Report on Corporate Governance in prescribed format (applicable on the listed companies having paid up capital of more than 10 cr. And more than 25 cr. Of net worth)(Within 15 days of close of the quarter)
i) April 2018 to June 2018-Q1
i) 15th July 2018
NEAPS
BSE LISTING CENTRE

Reg. 13(3):Statement Grievance Redressal Mechanism– A statement giving number of investor
i) Complaints pending at the     beginning of the quarter
ii) Complaints received during the quarter
iii) Complaints disposed during the quarter
iv) Complaints remaining unresolved at the end of quarter
(Within 21 days of close of the quarter)

i) April 2018 to June 2018-Q1
i) 21st July 2018
NEAPS
BSE LISTING CENTRE

Reg. 31(1)(b):Shareholding Pattern– Shareholding Pattern
(Within 21 days of close of the quarter)

i) April 2018 to June 2018-Q1
i) 21st July 2018
NEAPS
BSE LISTING CENTRE

Reg. 32(1):Statement of deviation and variation– Statement of deviation and variation on quarterly basis for public issue, right issue, preferential issue indicating deviation as per regulation 32(1)
i) April 2018 to June 2018-Q1
i) 31st July 2018
NEAPS
BSE LISTING CENTRE

Reg. 29(1)(a) & Proviso of Sub-Reg. (2):Prior intimation of Board Meeting for financial results-Prior intimation of Board Meeting in which financial results is proposed to be considered and such intimation shall include the date of such meeting of Board of Director
i) April 2018 to June 2018-Q1
At least five days inadvance(excluding the date of intimation to stock exchange and date of Board Meeting.
(5 Clear days)

NEAPS
BSE LISTING CENTRE

Reg. 33(3)(a):Financial Results– Quarterly financial results with Limited Review Report.
Reg. 33(3)(d):Annual Financial Results– Audited standalone and consolidated financial results for the financial year along with audit report and either form A (unmodified report) or Form B (modified report)
(Within 45 days of close of the 1st, 2ndand 3rd quarter and Within 60 days of close of the 4thquarter)

i) April 2018 to June 2018-Q1
i) 14th Aug 2018
NEAPS
BSE LISTING CENTRE

Reg. 34(1):Annual Report– Annual Report to stock exchange within 21 working days of it being approved and adopted in the Annual General Meeting as per provision of Companies Act, 2013
i) April 2017 to March 2018
Within 21 working days from the AGM
NEAPS
BSE LISTING CENTRE

Reg. 44(3):Voting Result– The listed entity shall submit to stock exchange, within 48 hours of conclusion of general meeting, details regarding the voting results in specified format.
Voting at General Meeting
Within 48 hour form the conclusion of general meeting
NEAPS
BSE LISTING CENTRE




Practicing Company Secretary, R V Seckar, 09848915177 rvsekar2007@gmail.com,


1 comment:

  1. Great article and helpful and I have seen same Blog at NIFTY Traders please tell me which one of best for Stock market??

    ReplyDelete